ISA 570 · Agriculture

Going Concern Checklist for Agriculture

Tailored going concern assessment for agricultural entities. Covers industry-specific indicators including harvest risk, commodity price exposure, subsidy dependency, and biological asset impairment.

Indicators

Check all indicators that apply to the entity. Severity levels reflect their weight under ISA 570.A2. Expand any indicator to see the working paper guidance and likely review challenge.

HighFinancial
Net liability or net current liability position
HighFinancial
Fixed-term borrowings approaching maturity without realistic refinancing prospects
HighFinancial
Loan covenant breaches or indications that financial support may be withdrawn
HighFinancial
Substantial operating losses or significant deterioration in the value of assets
MediumFinancial
Arrears or discontinuance of dividends
MediumFinancial
Inability to pay creditors on due dates
MediumFinancial
Adverse key financial ratios
MediumFinancial
Negative operating cash flows indicated by historical or prospective financial statements
HighOperating
Management intentions to liquidate the entity or cease operations
HighOperating
Loss of key management or personnel without replacement
HighOperating
Loss of a major market, franchise, licence, or principal supplier
MediumOperating
Labour difficulties or shortages of important supplies
MediumOperating
Fundamental changes in market or technology that the entity cannot adapt to
LowOperating
Dependence on the success of a particular project
HighOther
Legal proceedings or regulatory action that may result in claims the entity cannot meet
HighOther
Changes in law or regulation expected to adversely affect the entity
MediumOther
Non-compliance with capital or other statutory requirements
MediumOther
Catastrophic loss of a major asset
LowOther
Excessive dependence on short-term borrowings to fund long-term assets

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Going Concern Assessment: Agriculture

Agricultural entities are exposed to a unique combination of biological risk (crop failure, disease, adverse weather), market risk (commodity price volatility), and policy risk (subsidy changes, trade restrictions). Many agricultural businesses operate with thin margins and high seasonal cash flow concentration — the entire year's income may depend on a single harvest. This makes the going concern assessment particularly sensitive to timing and forward-looking assumptions.

Key risk factors: Agriculture

Key agricultural going concern indicators include: consecutive harvest failures or significant yield reductions, commodity prices sustained below the entity's cost of production, changes in government subsidies (such as CAP reform) that reduce guaranteed income, disease outbreaks requiring herd culling or crop destruction, inability to service agricultural debt (particularly seasonal operating loans), and declining land values that erode collateral for secured lending.

Harvest and yield risk — assess the entity's historical yield variability and whether crop insurance or government compensation schemes provide adequate protection against a catastrophic harvest failure.

Commodity price exposure — model the entity's cash flows at current market prices, not historical averages. Assess whether the entity uses forward contracts or hedging to protect against price declines.

Subsidy dependency — calculate what percentage of the entity's income comes from government subsidies. If subsidies are under review or reform, model the impact of reduction or elimination.

Seasonal lending — agricultural entities typically draw on seasonal credit facilities to fund planting and production, repaid from harvest proceeds. Assess whether lenders have committed to renew these facilities.

Biological asset risk — disease outbreaks, pest infestations, or adverse weather can destroy biological assets. Assess the entity's risk mitigation (insurance, diversification, geographic spread).

Land value trends — many agricultural entities use land as collateral. Declining land values can trigger LTV breaches and restrict access to additional borrowing for working capital.

ISA 570.9 — The auditor shall evaluate management's assessment of the entity's ability to continue as a going concern.

ISA 570.A2 — Events or conditions that may cast significant doubt include financial, operating, and other indicators.

ISA 570.16 — If events or conditions have been identified, the auditor shall obtain sufficient appropriate audit evidence about whether a material uncertainty exists.

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